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SIE flashcards

441 plain-English term-and-definition cards. Tap a card to flip it, mark what you know, and keep drilling what you do not.

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What is in the SIE deck

  • 1: Knowledge of Capital Markets 63 cards
  • 2: Understanding Products and Their Risks 148 cards
  • 3: Understanding Trading, Customer Accounts and Prohibited Activities 190 cards
  • 4: Overview of the Regulatory Framework 40 cards

How the flashcards work

  • Pick a topic or study the whole deck. Tap or click the card to flip it. On a computer the space bar flips it.
  • Mark every card Got it or Still learning. On a phone, swipe right for Got it and left for Still learning. On a computer, use the right and left arrow keys. Made a mistake? Undo goes back one card.
  • Cards you mark Still learning keep coming back until you have every one.
  • At the end you can drill just the cards you missed.
  • Your progress is saved on this device. There is nothing to sign up for.

Ready to test yourself? Take the SIE practice test.

Independent study material. Pass the License is not affiliated with FINRA.